Website ACAIPL INVESTMENT FINANCIAL SERVICES
Executive Summary:
We are seeking an astute and rigorous Head of Compliance to oversee regulatory integrity and governance across our Non-Banking Finance Company (NBFC).
Position: Head of Compliance
Company: Non-Banking Finance Company (NBFC)
Location: Delhi
Industry: Financial Services / Non-Banking Financial Company
We are an established, high-growth financial services group operating a suite of boutique companies. Our ecosystem spans across a Non-Banking Financial Company (NBFC), Asset Management (AMC), Corporate Advisory, and Investment Banking (IB). We provide tailored, end-to-end financial solutions to corporate, institutional, and high-net-worth clients.
1. Drive Regulatory Architecture & Frameworks:
– Formulate group-wide compliance policy structures.
– Align business operations with statutory rules.
– Interpret complex regulatory updates proactively.
– Assess systemic compliance for expansion plans.
2. Enforce RBI and Statutory Compliance:
– Guarantee strict RBI Master Directions adherence.
– Manage rigorous KYC and AML tracking.
– Direct timely regulatory reporting schedules.
– Interface professionally with statutory authorities.
3. Govern Audits & Corporate Ethics:
– Oversee independent compliance audit evaluations.
– Rectify audit gaps across operations swiftly.
– Anchor the board-level compliance committee agendas.
– Mitigate corporate governance operational risks.
4. Lead Compliance Culture & Talent:
– Mentor high-performing internal compliance teams.
– Foster organizational awareness of regulatory mandates.
– Recruit skilled regulatory compliance professionals.
– Align business KPIs with ethical metrics.
5. Candidate Profile & Qualifications:
– 12+ years in financial services.
– 5+ years in compliance leadership.
– Mastery of SEBI or RBI guidelines.
– Proven track record handling inspections.
– Sharp legal interpretation capability skills.
– CS, LLB, or MBA equivalent.
– Premium institutional or corporate background.
To apply for this job please visit www.iimjobs.com.
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