Website Kairos Consulting
Job Title: Assistant Vice President – Compliance
Department: Compliance
Location: GIFT City, Gandhi Nagar
Reporting Authority: Senior Vice President-1
Responsibilities:
– Handling Compliance aspects related to GIFT City branch.
– Analyzing impact of Acts/Rules/Regulations/Guidelines/Circulars and appraising the Senior Management about the Compliance Risks emanating from the regulations.
– Supervising dissemination of actionables emanating from new regulations and ensuring implementation by the respective Business units of the Bank.
– Partnering with Business Departments on various aspects of Regulations applicable to their Business and providing them solutions on matters referred by them in new and existing products and processes.
– Approval of any new/review of existing Policy/ Internal circulars/processes after ensuring all regulatory/internal guidelines have been complied.
– Review of major business proposals, credit proposals etc and providing inputs from regulatory compliance perspective.
– Compliance testing as per compliance monitoring plan, submission of the report to HO and tracking closure of observations.
– Meeting and communicating with the regulators for clarification on regulations and approvals for products/services.
– Submission of speaking points/Action taken report etc. for various committees like Audit Committee of Board /MD Dashboard etc.
– Handling of Compliance related queries and approvals.
– Providing relevant inputs for preparation of presentations /Dashboards.
– Monitoring and tracking of closure of regulatory observations emanating from IAD, Compliance Testing and Regulatory Inspection reports.
– Approval and testing of new/change product and process notes in line with relevant applicable regulations /internal policies and giving sign off to PMC/CMC notes.
Competencies Required:
– Understanding of IFSCA and RBI regulations and guidelines.
– Good Interpersonal and communication skills.
– Excellent spoken & written (Drafting) English skills.
– Proficiency & command in Excel, Word & PPT etc.
Academic Qualifications:
– CA/ MBA/ Professional qualification.
Experience:
– 8-10 years of experience in banking.
To apply for this job please visit www.iimjobs.com.
Applying? Get your resume ready first: build or download your TCI resume.
