Assistant Vice President – Compliance – NBFC

  • Chennai
  • 6–8 years

Website Corenza

JOB OBJECTIVE:

Handle regulatory compliance specifically relating to RBI compliances, Capital markets, stock exchanges, and other regulatory bodies and supportive role to NBFC compliance.

KEY RESPONSIBILITIES:

– To manage and ensure compliance with RBI, SEBI and other applicable capital market regulations ensuring all activities conform to regulatory requirements.

– Conduct compliance reviews and ensure adherence to SEBI, RBI, FEMA, PMLA, and other regulatory guidelines.

– Track and interpret regulatory updates, circulars, and notifications; evaluate their impact on business operations relating to capital markets.

SKILLS REQUIRED:

– Interpretation of regulatory guidelines

– Conducting compliance reviews, testing and assessments

– Coordination with stakeholders

– Good communication and articulation skills

To apply for this job please visit www.iimjobs.com.

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