Head – Compliance – NBFC

Qualifications:

– CS + LLB mandatory.

– Industry: NBFC / Housing Finance only.

– 15+ years of relevant professional experience.

– Mandatory experience in NBFC and/or Housing Finance industry.

– Strong understanding of RBI/NHB regulations and financial-sector compliance.

– Proven leadership experience in managing compliance functions.

– Strong Board-level communication and stakeholder-management capabilities.

– High level of integrity, analytical ability, and regulatory acumen.

Key Responsibilities:

– Lead the overall compliance function for the organisation.

– Develop, implement, and continuously strengthen the enterprise-wide compliance framework.

– Ensure compliance with applicable RBI, NHB, Companies Act, SEBI and other regulatory requirements, as applicable.

– Monitor regulatory developments and translate them into actionable internal policies and processes.

– Oversee regulatory reporting, compliance calendars, and statutory filings.

– Establish effective compliance monitoring, testing, and reporting mechanisms.

– Advise senior management and the Board on regulatory and compliance matters.

– Manage compliance audits, inspections, and regulatory reviews.

– Coordinate with Legal, Risk, Internal Audit, Operations, Finance, and other business functions.

– Identify compliance risks and drive appropriate corrective and preventive actions.

– Develop and maintain policies, SOPs, compliance manuals, and governance frameworks.

– Handle regulatory correspondence and ensure timely closure of observations.

– Provide strategic guidance on legal and regulatory matters impacting business operations.