Website Black Turtle
Role Overview:
We are looking for an experienced Trade Surveillance professional for a senior Individual Contributor (IC) – Vice President level opportunity with a leading global financial services organization.
Location: Pune
Level: Vice President
Role: Individual Contributor
Experience: 10+ years overall
Trade Surveillance: Minimum 5 – 7 years mandatory
Key Requirements:
– Strong experience in Trade – Market Surveillance
– Expertise in Fixed Income & related derivatives
– Strong understanding of Global Markets & asset classes
– Experience across trading platforms – venues
– Knowledge of Market Abuse risks & typologies
– Strong understanding of MiFID II, MAR and applicable regulations
– Experience in surveillance frameworks, controls & risk assessments
– Strong analytical skills with exposure to surveillance analytics
– Experience supporting regulatory queries, audits & governance
Key Responsibilities:
– Monitor trading activity, order flows, prices and volumes
– Identify potential market manipulation, insider trading & market abuse
– Conduct detailed surveillance investigations
– Support market surveillance framework projects
– Strengthen controls, data quality and model effectiveness
– Prepare reports for senior stakeholders and regulatory authorities
– Advise stakeholders on surveillance risks and control frameworks
Important:
– Vice President candidates only
– IC role – not a pure people-management position
– 5 – 7+ years of Trade Surveillance is mandatory
– Strong Fixed Income Surveillance experience is essential
Contact:
Interested candidates share their updated CV
Please mention:
Total Experience | Trade Surveillance Experience | Fixed Income Experience | Current Designation | Current Location
To apply for this job please visit www.iimjobs.com.
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