Roha Housing Finance – Vice President – Compliance

Job Description:

Role & responsibilities:

– Lead and oversee the organizations regulatory compliance and governance framework.

– Ensure compliance with applicable RBI, NHB and other regulatory guidelines relevant to NBFC/HFC operations.

– Monitor regulatory developments and assess their impact on business operations.

– Drive timely implementation of new and amended regulatory requirements.

– Establish and strengthen compliance monitoring, testing, and reporting mechanisms.

– Conduct compliance risk assessments and identify potential regulatory gaps.

– Coordinate with internal and external auditors and ensure timely closure of audit observations.

– Oversee preparation and submission of regulatory returns and compliance reports within prescribed timelines.

– Provide compliance advisory to senior management and business/function heads.

– Manage regulatory inspections, queries, observations, and follow-up actions.

– Develop and update compliance policies, SOPs, frameworks, and governance processes.

– Work closely with Risk, Legal, Internal Audit, Operations, Business, and other stakeholders.

– Ensure effective tracking and closure of compliance issues and action points.

– Present key compliance risks, regulatory updates, and governance matters to senior management/committees.

Preferred candidate profile:

– Strong experience in Regulatory Compliance & Corporate Governance.

– Sound understanding of RBI/NHB regulations and the HFC/NBFC regulatory framework.

– Experience in compliance monitoring, regulatory risk assessment, audits, and regulatory reporting.

– Strong analytical, advisory, and problem-solving skills.

– Excellent stakeholder management and communication skills.

– Ability to work closely with senior leadership and provide practical compliance guidance.

– Strong understanding of regulatory requirements applicable to the BFSI sector.

– Candidates from HFC / NBFC / Banking / BFSI backgrounds will be preferred.

– Relevant professional qualifications such as CA / CS / MBA / LLB will be an added advantage.